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  • Finance Compliance

  • Combatting Market Abuse

Combatting Market Abuse

$13.5 $20.11
Description This online course covers: Insider dealing Improper disclosure Recommending or inducing Market and benchmark manipulation Algorithmic trading Market abuse regulations firms must follow The penalties for market abuse How you should report market abuse The concept of ‘safe harbours’. Learning objectivesWhen you’ve completed all of the activities in this course, you should be able to: identify insider dealing, improper disclosure, recommending or inducing identify market and benchmark manipulation and algorithmic trading outline the market abuse regulations firms must follow, the penalties for market abuse, how you should report market abuse and the concept of ‘safe harbours’. Entry requirementsThere are no entry requirements.Course assessment and certificationOn successful completion of the final assessment a downloadable certificate is immediately available from your Online Training Academy Dashboard.
Finance Compliance

Finance Compliance

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  • Introduction to Anti-Money Laundering - Approved by CPD
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  • Anti-Money Laundering: A 30-Minute Refresher
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  • Preventing Money Laundering - CPD Approved
    $10.8 $15.01
  • Criminal Finances Act 2017 - CPD Approved
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  • Anti-Money Laundering Fundamentals (Regulated Business)
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  • Payment Card Industry Data Security Standards (PCI DSS)
    $10.8 $20.09
  • Preventing Facilitation of Tax Evasion - CPD Certified
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  • Anti-Money Laundering Advanced (Non-Regulated Business)
    $18 $30.06
  • Anti-Money Laundering Advanced (Regulated Business)
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  • Anti-Money Laundering Adaptive - CPD Certified
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  • Anti-Money Laundering and CFT Introduction
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  • Anti-Money Laundering Training - CPD Certified
    $10.8 $15.23
  • Tax Evasion Awareness
    $18 $34.02
  • Combatting Market Abuse
    $13.5 $20.11
  • Conduct Risk - CPD Certified
    $18 $30.96

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